Annual Institutional Investment Consulting Roundtable

Thursday January 26, 2017 5:30 PM - 8:00 PM
1540 Broadway (10th Floor)
Available as: Live Session;
Categories: Asset Owner Series, Conference, Global Investing, Programs for Members

Institutional investment consultants provide investment advice to public and private companies, foundations and endowments looking for help with managing their money, or the money in their employees' retirement funds. The typical large consultant group usually has a division between the field consultants and the research consultants. The field consultants are the ones who meet with the clients. The research department mainly compiles the performance and other relevant information about the managers. From this the research, consultants provide the "short list" of approved managers that the field consultants use when they are assessing the best portfolio manager for a particular client. Investment consultants are highly influential in the institutional market. Cerulli Associates’ survey of institutional asset managers indicates that consultant-intermediated business accounts for just less than 60% of 2012 asset flows. Further segmentation of the data by firm size shows that consultant-generated business was greater for smaller firms with $10 billion or less in asset under management, accounting for 75% of these firms’ asset flows. Conversely, asset management firms with greater than $50 billion in AUM generated a little less than half of their new flows were consultant-intermediated.

Agenda

5:30 PM: Check-in

6:00 PM: Welcome and Opening Comments
Kelly Holmes,
Vice President, Consultant Relations, TIAA Global Asset Management

6:05 PM: Keynote Address
Richard M. Charlton, Chairman Emeritus, NEPC, LLC

6:30 PM: Panel
Moderator 

Steve Case, CFA, Partner, Mercer Investment Consulting

Speakers 
Tod Trabocco, CFA, Managing Director, Cambridge Associates
John Robinson, Senior Managing Consultant, PFM Asset Management
Mark Brubaker, CFA, Managing Director, Wilshire OCIO Solutions Group
Pete Keliuotis, Senior Managing Director, Cliffwater LLC
Roger Fenningdorf, Head of Global Manager Research, Founder & Partner, Rocaton

7:30 PM: Closing Keynote
Michael Ryan, CFA, Managing Director and Head of Research, Hamilton Lane

7:55 PM: Closing Remarks
Jonathan Prin, CFA, Managing Director, Greylock Capital

8:00 PM: Adjournment and Reception


NYSSA reserves right to decline admission / refund registration costs
No walk-ins or press permitted.

Dress Code 
No jeans allowed, business attire recommended.

This event is in-house and is not being broadcasted‎ nor recorded. No media will be present and speaker or attendee attribution, in any form, is a violation of NYSSA's code of conduct.

Seats are limited to investment professionals only, so if you would like to attend, please request an invitation. When requesting an invitation, you will be prompted to provide your name, title, company and email address.

Who should attend?

Portfolio managers and research analysts employed at asset management firms, investment banks, hedge funds, mutual funds, and insurance companies, as well as pension plan sponsors; professionals working at potential participants on the issuance side, including corporations and private equity firms; and service providers such as attorneys, consultants, and rating agency personnel.


DISCLAIMER
The New York Society of Security Analysts, Inc. (“NYSSA”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While NYSSA seeks to present accurate and reliable information, NYSSA does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and NYSSA has no duty to update and maintain the information, reports, or statements made during events.

The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. NYSSA is not responsible for any investment decision made by you.

You should not make any financial, investment, trading or other decision based upon any of the information presented at NYSSA without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at NYSSA is at your own risk.

There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. NYSSA does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any NYSSA presentation may not be suitable for investors depending on their specific investment objectives and financial condition.



Sponsor

Partner
 Program Details

Date
Thursday, January 26, 2017 

Time
5:30 p.m. - 8:00 p.m. 

Fee
Member $80
Nonmember $175
No students permitted

Location
NYSSA Conference Center
1540 Broadway, Suite 1010, (entrance on 45th Street)
New York, NY 10036

Welcome and Opening Comments
Kelly Holmes, Vice President, Consultant Relations, TIAA Global Asset Management

Moderator
Steve Case, CFA, Partner, Mercer Investment Consulting

Keynote
Richard M. Charlton, Chairman Emeritus, NEPC, LLC

Speakers
Tod Trabocco, CFA, Managing Director, Cambridge Associates
John Robinson, Senior Managing Consultant, PFM Asset Management
Mark Brubaker, CFA, Managing Director, Wilshire OCIO Solutions Group
Pete Keliuotis, Senior Managing Director, Cliffwater LLC
Roger Fenningdorf, Head of Global Manager Research, Founder & Partner, Rocaton

Closing Keynote
Michael Ryan, CFA, Managing Director and Head of Research, Hamilton Lane

Closing Remarks
Jonathan Prin, CFA, Managing Director, Greylock Capital

Organizers
Deepika Sharma, CFA
Thomas Brigandi
Patrick Holert, CFA, CAIA
Evelyn Yeow, CFA
Robert Discolo, CFA, CAIA, CPA
Chris Cutler, CFA
Jae Yoon, CFA

 

Consider Becoming a Member 
Contact membership@nyssa.org


Interested in sponsorship?

Contact huratathompson@nyssa.org
to sponsor this event and/or NYSSA

Additional Information
If you are unable to register for this event online, please call (212) 541-4530 for assistance.

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1540 Broadway, Suite 1010, (entrance on 45th Street), New York, NY 10036
(212) 541-4530