Regulation & Market Integrity Thought Leadership Group Meeting

Tuesday January 31, 2017 6:00 PM - 7:00 PM
NYSSA Conference Center
Available as: Live Session;
Categories: Interest Group, Interest Group Meetings, Market Integrity, Membership, Programs for Members, Seminar

On Monday, January 23, the Regulatory and Market Integrity Thought Leadership Committee will kick off a regular monthly meeting for new and existing Committee members. The Committee’s focus includes analyzing changing regulatory and professional standard rules that affect portfolio management and financial analysis in a practical way so that you can benefit and profit. The kick-off meeting will focus on discussing areas of mutual interest, planning events for the upcoming year and making new friends. We hope you can come to this dynamic committee’s kick-off meeting!


1.       Introductions

2.       Objective and Goals 

3.       Effective Communication 

a.       Members/Prospective Members 

b.       Other NYSSA Committees & Groups

4.       Attract New Members: Getting the Word Out 

5.       Interact - External Parties 

6.       Plan Forward Calendar

a.       Regular Monthly Meetings at NYSSA (3rd Monday of Every Month, 6pm-7pm)

b.       Professional Events: Conferences, Panel Discussions & Speakers

c.       Social Events 

7.       Miscellaneous

NYSSA expects all attendees to comply with NYSSA’s Code of Conduct while attending NYSSA events or meetings. NYSSA expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any NYSSA event or meeting.

The New York Society of Security Analysts, Inc. (“NYSSA”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While NYSSA seeks to present accurate and reliable information, NYSSA does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and NYSSA has no duty to update and maintain the information, reports, or statements made during events.

The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. NYSSA is not responsible for any investment decision made by you.

You should not make any financial, investment, trading or other decision based upon any of the information presented at NYSSA without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at NYSSA is at your own risk.

There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. NYSSA does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any NYSSA presentation may not be suitable for investors depending on their specific investment objectives and financial condition.

Program Details

Tuesday, January 31, 2017

6:00 p.m.–7:00 p.m.


NYSSA, 1540 Broadway, Suite 1010 (45th Street Entrance)

Members only

Registration Deadline 
Monday, January 31, 2017, 3PM

Nir Yarden

Consider Becoming a Member 

Interested in Sponsorship?
Contact to sponsor this event and/or NYSSA
If you are unable to register for this event online, please call (212) 541-4530 for assistance.

Additional Information

Register via Mail/Fax
Policies and Procedures  


Privacy Policy    |    Contact Us

 The New York Society of Security Analysts, Inc, © NYSSA
1540 Broadway, Suite 1010, (entrance on 45th Street), New York, NY 10036
(212) 541-4530